When a Financial Advisor is Terminated You Need to Find A New Broker Dealer Quickly.
Financial Advisor Placement Services place recently terminated advisors as we have many firms to choose from. A majority of Financial Advisors who move, are as a result of some form of termination. When terminated for cause or permitted to resign, we have the firms that we can present to you.
This is not a time to call random broker dealers and waste time. You need to react quickly as you need to move your client accounts as quickly as possible. We have the knowledge and the firms who have experience moving terminated advisors. We can recommend attorneys who have experience with working with the "language" on the U5. We can be your sounding board and get you several offers on the table. We work with terminated advisors almost weekly and therefore know how to get you transitioned as efficiently as possible. In many cases we can also get you transition compensation.